What the SEC’s Amended Reg S-P Means for Financial Advisers — and the Families Who Trust Them

What the SEC’s Amended Reg S-P Means for Financial Advisers — and the Families Who Trust ThemA few months ago, a boutique RIA principal we spoke with pulled up their firm’s cybersecurity incident response plan on a shared drive. It was dated 2019, written for the way the company operated back then, and had never really been tested. This firm …